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New York Compliance Officer Jobs - Executive Jobs
- Legal Jobs
The Hiring List on Oodle
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New York (Kips Bay), NY
4 days ago
Nov 24 Compliance Officer-Monitoring & Inspections -- New York, NY for its shareholders and people. About Legal, Risk and Capital Deutsche Bank...
- Management & Executive Jobs, Global Investment Bank
TheLadders.com
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New York, NY
1 week ago
Our client is a global investment bank. The company seeks a Compliance professional to assist the Global Heads of the Large Holdings team with...
- Management & Executive Jobs, Local Community Bank
TheLadders.com
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New York, NY
1 week ago
About the company : Our client is a local community bank. They are a full service financial institution. Job description : The Bank Lending...
- Management & Executive Jobs, Top Tier Registered Investment Advisor
TheLadders.com
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New York, NY
2 weeks ago
Top-tier Registered Investment Adviser is seeking a Deputy Chief Compliance Officer. The successful candidate will assist the Chief Compliance...
- Management & Executive Jobs, Citigroup
Jobs2Web
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New York, NY
3 weeks ago
Senior Compliance Officer ·Sr. Compliance Officer for overseeing the growing CPB Asset Management and Investment Advisory program. ·Manage a...
- Management & Executive Jobs, Financial Institution
TheLadders.com
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New York, NY
Over 4 weeks ago
Purpose of Role The Wealth Management Compliance Team consists of senior compliance officers who are responsible for advising a broad network of...
- Management & Executive Jobs
CareerOwl Job
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New York, NY
1 day ago
Compliance Officer III
- Other Jobs
Top-tier global services consultancy on PR.com
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New York (Financial District), NY
1 day ago
We are a Global derivatives trading firm based in New York with offices in London and Singapore. Our alternative asset manager ($1bb+AUM) employs...
- Management & Executive Jobs
Newyork Listlux Classified
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New York (Inwood), NY
1 day ago
Fast growing brokerage firm is seeking a Compliance Officer for its home office in Westport, CT. The ideal candidate will: Be Detailed...
- Management & Executive Jobs
CareerOwl Job
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New York, NY
1 day ago
Compliance Officer
- Management & Executive Jobs, UBS Financial Services
America's Job Exchange
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New York, NY
2 days ago
Job Summary and Mission: As a Compliance Officer in Asset Management you will be expected to demonstrate the ability to work both independently...
- Management & Executive Jobs, The Bank Of New York Mellon
The Bank of New York Mellon
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New York, NY
2 days ago
Title: Compliance Officer III Location: NY-New York Implements compliance efforts for the Company as they relate to complex regulatory and policy...
- Management & Executive Jobs
Michael Page on PR.com
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New York (Financial District), NY
2 days ago
International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with the Chief Compliance...
- Management & Executive Jobs, Michael Page
GO Jobs
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New York, NY
3 days ago
Michael PageInternational financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with the Chief...
- Management & Executive Jobs
LocalJobBoard
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New York, NY
2 days ago
Job Summary and Mission: As a Compliance Officer in Asset Management you will be expected to demonstrate the ability to work both independently...
- Management & Executive Jobs
The Ladders
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New York, NY
2 days ago
Michael Page International represents the following client. About the company : Global Financial Services Firm Job description :...
- Management & Executive Jobs, First American
JobCircle
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New York, NY
3 days ago
The First American Corporation, a FORTUNE 500 company that traces its history back to 1889, is Americas largest provider of business information....
- Management & Executive Jobs
Barry Shoot & Associates on Barry Shoot & Associates (via PR.com)
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New York (Financial District), NY
2 days ago
The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory and compliance...
- Management & Executive Jobs, Barry Shoot & Associates
GO Jobs
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New York, NY
3 days ago
Barry Shoot & AssociatesThe Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it...
- Management & Executive Jobs, Top Investment Banking Firm
BigAppleHelpWanted.com on RegionalHelpWanted.com
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New York, NY
3 days ago
Trading Compliance Officer for Investment Banking Firm – New YorkOur client seeks an individual who will act as a compliance officer for an...
- Management & Executive Jobs, Trandon Associates
Yahoo! Hot Jobs
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New York, NY
3 days ago
Compliance Officer National trading firm located in New York City is currently seeking a Compliance Officer for their expanding Trading team....
- Management & Executive Jobs
The Ladders
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New York, NY
3 days ago
About the company : Our client is a global broker dealer. Job description : Ensuring that the Firms multiple fixed income trading desks (ABS/...
- Other Jobs
ING Financial Services on PR.com
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New York (Chelsea), NY
3 days ago
Job Title AVP, Senior Marketing Compliance Officer Requisition # 16018BR Business Unit Investment Management Job Family Compliance...
- Management & Executive Jobs, Capstone Investment Advisors
GO Jobs
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New York, NY
6 days ago
Capstone Investment Advisors, LLCGlobal Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.Chief Compliance...
- Management & Executive Jobs
Capstone Investment Advisors, LLC on PR.com
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New York (Financial District), NY
5 days ago
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location. Chief Compliance Officer - Global Investment...
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